We represent a wide range of investment managers and broker-dealers with a focus on institutional investment advisers, socially responsible investment managers, private fund advisers, and institutional and limited-purpose broker-dealers across the United States.
Private Equity, Debt and Venture Capital Fund Formation
Private Fund Advisers
Institutional Investment Managers
Institutional and Limited Purpose Broker-Dealers
Impact Investment Advisers and Broker-Dealers
Founder Financing and Venture Capital
Private Fund Due Diligence
Limited Partner Representation
General Partner Representation
Lead Investor Representation
OUR AREAS OF EXPERTISE
YOUR PARTNERS
MEET OUR LEGAL TEAM
LAW CLERK
Maya
Brown, JD.
MANAGING PARTNER
Hope
Newsome, Esq.
SENIOR ASSOCIATE ATTORNEY
Samantha
Osbourne, Esq.
OF COUNSEL
Stephanie
St. Louis Stone, Esq.
Our representation of institutional investment advisers extends to those who manage investments for institutions like pension funds, endowments, and insurance companies. We assist these advisers in ensuring they have robust compliance frameworks, are aligned with fiduciary duties, and follow the highest standards of professionalism. Whether it’s drafting compliance policies and procedures, or reviewing due diligence procedures and documentation, our seasoned attorneys provide guidance that draws upon deep industry knowledge.
INSTITUTIONAL INVESTMENT ADVISERS
01
In an age where investors increasingly prioritize both returns and values, socially responsible investment (SRI) managers play a pivotal role. We collaborate with SRI managers to develop investment strategies that not only align with ethical, environmental, and social considerations but also meet all regulatory requirements. This encompasses advice on ESG (Environmental, Social, and Governance) integration, shareholder advocacy, and community investing, ensuring our clients are at the forefront of sustainable investing and prepared for the rapid changes and attacks in the marketplace.
SOCIALLY RESPONSIBLE INVESTMENT MANAGERS
02
Fund advisers often juggle myriad responsibilities, from portfolio management to investor relations. Our services to fund advisers include structuring advice for venture capital funds, private equity and debt funds, and more. We help with fund formation, drafting, and reviewing fund documentation, and provide counsel on matters related to distribution, portfolio company acquisitions, and operational issues.
PRIVATE FUND ADVISERS
03
Broker-dealers operate in a tightly regulated environment, and our team is well-equipped to assist both institutional and limited-purpose broker-dealers in their unique challenges. This entails assistance with registration, creating compliance programs, managing relationships with the SEC and FINRA, and advising on new and continuing membership applications.
INSTITUTIONAL AND LIMITED PURPOSE BROKER-DEALERS
04
Our attorneys have significant experience representing issuers and entrepreneurs in their capital-raising efforts and private placements of equity and debt securities from pre-seed rounds through multiple Series A rounds.
PRIVATE FINANCINGS
05
PRACTICE AREAS
AREAS OF EXPERTISE
Our lawyers have deep expertise in navigating the private equity landscape. We assist clients in acquiring stakes in non-publicly traded companies, ensuring that each transaction is not only legally robust but also aligns with their strategic objectives and growth aspirations.
We assist in structuring and documenting investment vehicles, ensuring compliance with regulations, and crafting clear and compelling offering documents to attract potential investors.
Specializing in startup financing, our team provides strategic counsel to young companies seeking initial funding, and to venture capitalists looking for promising investments, facilitating successful partnerships.
Our rigorous due diligence services are designed to mitigate risks. We meticulously review all potential investments, acquisitions, and partnerships to ensure they align with our client's strategic objectives and regulatory standards.
We represent founders in their pursuit of financial backing, ensuring they secure favorable terms that protect their interests and foster growth.
Our firm offers robust representation for investors and funds, ensuring their financial contributions are safeguarded, compliant with all regulatory standards, and positioned for optimal returns.
