MERIS CONSULTANCY

WHERE PRECISION MEETS PASSION.

We partner with the following types of entities Capital Acquisition Brokers (CABs), Institutional Broker-Dealers, Limited Purpose Broker-Dealers, Institutional Investment Advisers, Impact & ESG Investment Advisers, and Private Fund Investment Advisers.

BUILDING CONNECTIONS,

FORGING PARTNERSHIPS.

FINRA and SEC Examinations Support

Broker-Dealer New Membership Applications

Broker-Dealer Continuing Membership Application

Anti-Money Laundering Examinations

Enterprise Risk Assessments

Enterprise Conflicts of Interest Assessments

Mock Examinations

Outsourced Compliance Support

Outsourced Chief Compliance Officer

New Chief Compliance Officer Support

CONSULTING SERVICES

COMPLIANCE ADMINISTRATOR

Maya

Brown

PARTNER

Hope

Newsome

SENIOR CONSULTANT

Samantha

Osbourne

MEET OUR CONSULTING TEAM

YOUR PARTNERS